Investment Advice Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Investment Advice
General
Tickers
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Sh Price $
Lqdty M$
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Trade Date
  
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 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
No deriv Multiple Days
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100 results. Finviz
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X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

M
2024-11-18
FYBRFrontier Communications Parent, Inc.Ares Management LLC10%S - Sale$34.85-283,70238,606,806-1%-$9,885,596
M
2024-11-18
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$334.97-9,33715,343,8360%-$3,127,631
2024-11-19
FHIFederated Hermes, Inc.Uhlman Paul AVPS - Sale$41.39-6,311310,767-2%-$261,201
2024-11-19
FHIFederated Hermes, Inc.Nusseibeh Saker AnwarCEO, Hermes Fund Managers Ltd.S - Sale$41.38-4,454184,642-2%-$184,301
2024-11-19
FHIFederated Hermes, Inc.Novak Richard APrincipal Accounting OfficerS - Sale$41.47-1,36353,837-2%-$56,518
2024-11-19
FHIFederated Hermes, Inc.Germain Peter JEVP, CLO, Sec.S - Sale$41.36-4,922211,731-2%-$203,581
2024-11-19
FHIFederated Hermes, Inc.Van Meter StephenVP, Chief Compliance OfficerS - Sale$41.45-1,14834,619-3%-$47,584
2024-11-19
FHIFederated Hermes, Inc.Zierden Theodore W IIIVPS - Sale$41.41-2,478131,321-2%-$102,621
2024-11-19
FHIFederated Hermes, Inc.Fisher John BVPS - Sale$41.36-7,817523,835-1%-$323,337
2024-11-19
FHIFederated Hermes, Inc.Dudiak Dolores DVPS - Sale$41.49-93886,350-1%-$38,918
DM
2024-11-15
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale+OE$168.10-56,4461,568,554-3%-$9,488,457
DM
2024-11-15
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale+OE$168.10-56,4291,269,623-4%-$9,485,894
DM
2024-11-15
ARESAres Management CorpKaplan David BCo-FounderS - Sale+OE$168.09-55,5911,344,461-4%-$9,344,356
M
2024-11-15
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale$12.13-497,0001,808,758-22%-$6,028,770
M
2024-11-15
EVREvercore Inc.Hyman Edward SVice Chair EVR, COB EISIS - Sale$298.58-28,6901,748,076-2%-$8,566,223
D
2024-11-18
OSOnestream, Inc.Kkr Group Partnership L.P.10%S - Sale+OE$29.99-6,376,4110-100%-$191,244,507
M
2024-11-14
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$346.06-3,00215,353,1730%-$1,038,876
2024-11-14
DHILDiamond Hill Investment Group IncMeyer Paula RDirS - Sale$169.00-3003,187-9%-$50,700
M
2024-11-12
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale$12.03-327,6412,305,758-12%-$3,942,390
M
2024-11-12
EVREvercore Inc.Hyman Edward SVice Chair EVR, COB EISIS - Sale$304.33-33,4901,776,766-2%-$10,192,108
2024-11-12
CGCarlyle Group Inc.D'Aniello Daniel A.DirS - Sale$51.53-495,54232,504,102-2%-$25,536,924
M
2024-11-12
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$350.69-9,98115,356,1750%-$3,500,189
2024-11-12
STEPStepstone Group Inc.Keathley AnthonyChief Accounting OfficerS - Sale$68.85-7292,158-25%-$50,192
2024-11-12
STEPStepstone Group Inc.Park David YCFOS - Sale$68.21-3,00020,251-13%-$204,630
D
2024-11-11
AMPAmeriprise Financial IncBerman Walter StanleyEVP, CFOS - Sale+OE$564.16-8,6556,769-56%-$4,882,780
D
2024-11-11
AMPAmeriprise Financial IncCracchiolo James MCOB, CEOS - Sale+OE$563.44-8,638160,717-5%-$4,866,966
D
2024-11-08
AMPAmeriprise Financial IncSweeney Joseph EdwardPres-AWM Products, ServicesS - Sale+OE$549.68-10,7356,104-64%-$5,900,823
2024-11-13
HLIHoulihan Lokey, Inc.Zucker Gillian BethDirS - Sale$187.46-2006,401-3%-$37,492
D
2024-11-11
HLNEHamilton Lane IncDelgado-Moreira JuanCo-CEO, 10%P - Purchase$201.81+5251,286,7910%+$105,950
D
2024-11-11
BSIGBrightsphere Investment Group Inc.Hart Richard JonathanGCS - Sale+OE$28.52-70,000155,778-31%-$1,996,400
2024-11-11
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale$12.01-357,8132,633,399-12%-$4,298,515
2024-11-11
ARESAres Management CorpBerry RyanChief Mktg., Strategy OfficerS - Sale$175.00-1,671561,5280%-$292,425
M
2024-11-08
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$348.99-16,28415,366,1560%-$5,682,980
2024-11-07
MCMoelis & CoCallesano ChristopherPrincipal Accounting OfficerS - Sale$80.00-8850-100%-$70,800
D
2024-11-08
HLIHoulihan Lokey, Inc.Crain Christopher MGCS - Sale+OE$185.94-2,5000-100%-$464,850
2024-11-12
PJTPjt Partners Inc.Whitney Kenneth CDirS - Sale$159.75-1,7259,100-16%-$275,569
2024-11-08
FHIFederated Hermes, Inc.Germain Peter JEVP, CLO, Sec.S - Sale$41.12-14,491198,153-7%-$595,896
2024-11-11
DHILDiamond Hill Investment Group IncLaird James F JrDirS - Sale$171.07-1,00019,000-5%-$171,070
2024-11-08
DHILDiamond Hill Investment Group IncSt. Pierre Nicole ReneeDirS - Sale$167.00-3004,187-7%-$50,100
M
2024-11-06
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale$11.68-392,1872,991,212-12%-$4,581,295
2024-11-06
ARESAres Management CorpBerry RyanChief Mktg., Strategy OfficerS - Sale$175.18-18,329563,199-3%-$3,210,874
2024-11-07
PJTPjt Partners Inc.Costos JamesDirS - Sale$161.41-1,5009,360-14%-$242,115
2024-11-08
PJTPjt Partners Inc.Travin David AdamGCS - Sale$159.18-1,5410-100%-$245,296
2024-11-07
BXBlackstone Inc.Finley John GGCS - Sale$175.94-42,249434,660-9%-$7,433,289
M
2024-11-06
EVREvercore Inc.Hyman Edward SVice Chair EVR, COB EISIS - Sale$312.50-96,2631,810,256-5%-$30,081,713
M
2024-11-06
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$340.13-10,34915,382,4400%-$3,520,042
D
2024-11-07
HLIHoulihan Lokey, Inc.Alley J LindseyCFOS - Sale+OE$185.49-12,5000-100%-$2,318,625
D
2024-11-06
OWLBlue Owl Capital Inc.Ward Sean JasonSenior MDS - Sale+OE$0.00-30,166,20668,530,081-31%-$0
D
2024-11-06
OWLBlue Owl Capital Inc.Rees Michael DouglassCo-PresS - Sale+OE$0.00-30,166,20670,276,724-30%-$0
2024-11-06
AMPAmeriprise Financial IncBrockman Dawn M.SVP, CONTROLLERS - Sale$560.12-3501,089-24%-$196,042
2024-11-06
DHILDiamond Hill Investment Group IncLaird James F JrDirS - Sale$168.53-5,00020,000-20%-$842,650
M
2024-11-04
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$331.60-17,72415,392,7890%-$5,877,218
2024-11-04
JHGJanus Henderson Group PlcRosenberg MichelleCAO, GCS - Sale$41.63-6,31482,923-7%-$262,852
2024-11-04
BXBlackstone Inc.Porat RuthDirP - Purchase$169.38+21745,0280%+$36,799
2024-11-01
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$328.22-9,06215,410,5130%-$2,974,310
2024-11-04
FHIFederated Hermes, Inc.Nusseibeh Saker AnwarCEO, Hermes Fund Managers Ltd.S - Sale$39.86-12,152179,096-6%-$484,359
2024-10-31
AMPAmeriprise Financial IncAlvero GumerPres-INSURANCE, ANNUITIESS - Sale$516.05-2,3255,720-29%-$1,199,812
2024-10-29
THRDThird Harmonic Bio, Inc.Bvf Partners L P/IlSee Explanation of ResponsesS - Sale$14.30-1,000,000176,692-85%-$14,300,000
2024-10-30
FHIFederated Hermes, Inc.Dudiak Dolores DVPS - Sale$39.89-5,00077,288-6%-$199,450
2024-10-30
MORNMorningstar, Inc.Lyons William MDirS - Sale$331.88-75012,840-6%-$248,910
2024-10-18
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale$11.29-68,4463,173,178-2%-$772,653
2024-10-18
CNSCohen & Steers, Inc.Rhein Peter LDirS - Sale$105.51-2,50031,843-7%-$263,785
2024-10-17
ARESAres Management CorpBerry RyanChief Mktg., Strategy OfficerS - Sale$168.00-40,000612,516-6%-$6,719,793
2024-10-17
CSLRComplete Solaria, Inc.Carlyle Group Inc.10%S - Sale$2.33-250,0002,155,461-10%-$582,250
M
2024-10-17
ALTIAlti Global, Inc.Maliagros SpirosPres, Strategic AlternativesS - Sale$4.00-7,991397,176-2%-$31,964
M
2024-10-16
EMOClearbridge Energy Midstream Opportunity Fund Inc.Franklin Resources IncAffiliate of Investment AdvS - Sale$43.70-22,96736,519-39%-$1,003,586
M
2024-10-15
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale$11.32-181,5543,241,624-5%-$2,054,909
M
2024-10-15
CSLRComplete Solaria, Inc.Carlyle Group Inc.10%S - Sale$2.16-500,0002,405,461-17%-$1,079,710
M
2024-10-14
EMOClearbridge Energy Midstream Opportunity Fund Inc.Franklin Resources IncAffiliate of Investment AdvS - Sale$43.69-14,03359,486-19%-$613,037
M
2024-10-11
CSLRComplete Solaria, Inc.Carlyle Group Inc.10%S - Sale$2.24-342,9052,905,461-11%-$769,732
2024-10-14
HLIHoulihan Lokey, Inc.Zucker Gillian BethDirS - Sale$168.08-2006,601-3%-$33,616
M
2024-10-09
CSLRComplete Solaria, Inc.Carlyle Group Inc.10%S - Sale$2.13-1,319,3313,248,366-29%-$2,809,492
M
2024-10-07
CSLRComplete Solaria, Inc.Carlyle Group Inc.10%S - Sale$2.48-333,6434,567,697-7%-$826,638
D
2024-10-04
MLTXMoonlake ImmunotherapeuticsBvf Partners L P/IlDir, 10%S - Sale+OE$50.00-2,000,0001,287,768-61%-$100,003,200
2024-10-04
ARESAres Management CorpBerry RyanChief Mktg., Strategy OfficerS - Sale$160.07-20,000652,516-3%-$3,201,400
2024-10-04
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale$11.05-247,4243,423,178-7%-$2,734,456
2024-10-01
BXBlackstone Inc.Baratta JosephDirS - Sale$150.81-116,448799,749-13%-$17,561,066
2024-09-30
MORNMorningstar, Inc.Lyons William MDirS - Sale$316.48-75013,590-5%-$237,360
2024-09-26
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale$11.00-2,5763,670,6020%-$28,336
2024-09-27
HNNAHennessy Advisors IncNewton KieraDirS - Sale$9.40-52012,930-4%-$4,888
M
2024-09-25
HNNAHennessy Advisors IncPomilia Susan WeberDirS - Sale$9.80-10,250111,906-8%-$100,469
2024-09-24
PXP10, Inc.Abell Alexander I.See RemarksS - Sale$10.85-50,000350,000-13%-$542,250
2024-09-23
DHILDiamond Hill Investment Group IncThomas L'QuentusDirS - Sale$161.64-2501,858-12%-$40,410
2024-09-19
PXP10, Inc.Nelson Andrew RowanSee RemarksS - Sale$10.85-9,30755,625-14%-$100,981
M
2024-09-18
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale$10.82-230,8053,673,178-6%-$2,496,645
M
2024-09-17
ARESAres Management CorpBerry RyanChief Mktg., Strategy OfficerS - Sale$153.30-50,000672,516-7%-$7,664,883
2024-09-17
ALTIAlti Global, Inc.Maliagros SpirosPres, Strategic AlternativesS - Sale$4.47-5,769405,167-1%-$25,787
2024-09-17
CNSCohen & Steers, Inc.Villani Edmond DDirS - Sale$96.76-3,00033,135-8%-$290,280
M
2024-09-13
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale$10.58-269,1953,903,983-6%-$2,848,791
2024-09-13
BBIOBridgebio Pharma, Inc.Kkr Genetic Disorder L.P.10%S - Sale$25.75-5,800,00025,260,971-19%-$149,350,000
2024-09-16
CNSCohen & Steers, Inc.Poli Francis CGC, Secretary, EVPS - Sale$94.08-15,00064,866-19%-$1,411,218
M
2024-09-12
ARESAres Management CorpBerry RyanChief Mktg., Strategy OfficerS - Sale$146.67-32,500722,516-4%-$4,766,691
2024-09-12
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale$143.05-75,0001,105,052-6%-$10,728,918
2024-09-13
HLIHoulihan Lokey, Inc.Zucker Gillian BethDirS - Sale$152.28-2006,801-3%-$30,456
2024-09-11
BTSGBrightspring Health Services, Inc.Kkr Group Partnership L.P.10%P - Purchase$11.13+11,619,99892,959,984+14%+$129,330,578
2024-09-11
BENFranklin Resources IncJohnson Charles B10%P - Purchase$19.08+100,00093,391,7840%+$1,907,990
M
2024-09-10
JHGJanus Henderson Group PlcThompson Roger MjCFOS - Sale$35.49-18,000130,171-12%-$638,856
2024-09-10
ALTIAlti Global, Inc.Ilwaddi Holdings10%P - Purchase$3.87+5,85418,117,8500%+$22,655
2024-09-10
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$305.98-34515,419,5750%-$105,561
M
2024-09-10
ALTIAlti Global, Inc.Maliagros SpirosPres, Strategic AlternativesS - Sale$4.12-5,926410,936-1%-$24,409

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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