Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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Lqdty M$
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 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
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100 results. Finviz
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X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2024-11-18
HOODRobinhood Markets, Inc.Warnick JasonCFOS - Sale$35.00-50,000962,032-5%-$1,750,000
D
2024-11-18
SCHWSchwab Charles CorpDodds Christopher VDirS - Sale+OE$81.43-9,284452,011-2%-$755,981
2024-11-18
SFStifel Financial CorpNesi VictorCo-PresS - Sale$113.82-10,500266,459-4%-$1,195,110
M
2024-11-18
FRHCFreedom Holding Corp.Yerdessov AzamatFreedom Life Chief Exec. Ofc.S - Sale$116.60-9,83888,500-10%-$1,147,065
2024-11-19
STRTStrattec Security CorpGamco Investors, Inc. Et Al10%S - Sale$40.50-2001,000-17%-$8,100
2024-11-19
TGTredegar CorpGamco Investors, Inc. Et Al10%P - Purchase$7.01+50015,000+3%+$3,505
2024-11-15
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$80.03-9,0002,167,6030%-$720,289
D
2024-11-14
SCHWSchwab Charles CorpBeatty Jonathan SMD, Head of Advisor ServicesS - Sale+OE$81.68-2,70055,050-5%-$220,546
2024-11-15
WTWisdomtree, Inc.Ziemba Peter MChief Administrative OfficerS - Sale$11.43-100,000948,386-10%-$1,142,960
M
2024-11-13
FRHCFreedom Holding Corp.Yerdessov AzamatFreedom Life Chief Exec. Ofc.S - Sale$116.17-7,66298,338-7%-$890,125
2024-11-13
SCHWSchwab Charles CorpRuffel Charles A.DirS - Sale$78.65-2,99826,492-10%-$235,779
A
2024-11-14
JEFJefferies Financial Group Inc.Steinberg Joseph SCOB, 10%P - Purchase$74.50+10020,697,1820%+$7,450
2024-11-12
SFStifel Financial CorpSliney David DCOOS - Sale$116.18-25,000159,619-14%-$2,904,500
M
2024-11-12
MKTXMarketaxess Holdings IncMcVey Richard MExec COBS - Sale$270.07-50,000564,029-8%-$13,503,229
2024-11-12
STRTStrattec Security CorpGamco Investors, Inc. Et Al10%S - Sale$40.14-2001,200-14%-$8,028
2024-11-11
GSGoldman Sachs Group IncRogers John F.W.EVPS - Sale$602.41-4,975106,211-4%-$2,996,975
2024-11-12
GSGoldman Sachs Group IncMontag Thomas K.DirS - Sale$594.96-20,000176,716-10%-$11,899,208
D
2024-11-11
SCHWSchwab Charles CorpBeatty Jonathan SMD, Head of Advisor ServicesS - Sale+OE$77.02-2,50055,050-4%-$192,540
M
2024-11-07
SEICSei Investments CoWest Alfred P JrExec COBS - Sale$80.28-137,0997,361,516-2%-$11,006,870
M
2024-11-06
HOODRobinhood Markets, Inc.Malka MeyerDirS - Sale$30.21-3,218,39926,321,635-11%-$97,241,811
2024-11-06
HOODRobinhood Markets, Inc.Warnick JasonCFOS - Sale$30.00-50,0001,012,032-5%-$1,500,000
2024-11-06
GSGoldman Sachs Group IncRogers John F.W.EVPS - Sale$596.36-6,416111,186-5%-$3,826,245
2024-11-06
GSGoldman Sachs Group IncFredman Sheara JChief Accounting OfficerS - Sale$594.51-2,9748,489-26%-$1,768,073
2024-11-07
PIPRPiper Sandler CompaniesDoyle Jonathan JHd of Financial Services GroupS - Sale$335.13-10,000150,095-6%-$3,351,289
2024-11-06
GSGoldman Sachs Group IncColeman Denis P.CFOS - Sale$593.03-12,92920,606-39%-$7,667,285
2024-11-07
PIPRPiper Sandler CompaniesGeelan John WGCS - Sale$341.33-1,50013,565-10%-$511,996
D
2024-11-06
SEICSei Investments CoRomeo CarmenDirS - Sale+OE$79.64-5,0001,577,6520%-$398,200
D
2024-11-06
SEICSei Investments CoPeterson MichaelEVPS - Sale+OE$79.14-10,0006,500-61%-$791,400
D
2024-11-05
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$24.92-108,9642,521-98%-$2,715,394
2024-11-06
NAVINavient CorpHauber Stephen MEVP, Chief Admin OfficerS - Sale$15.00-10,000256,883-4%-$150,000
2024-11-06
JEFJefferies Financial Group Inc.Friedman Brian PPresS - Sale$72.17-393,3974,758,720-8%-$28,393,256
2024-11-06
JEFJefferies Financial Group Inc.Handler Richard BCEOS - Sale$72.26-400,00016,364,877-2%-$28,902,360
D
2024-11-04
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$24.21-250,0006,907-97%-$6,052,800
2024-11-01
HOODRobinhood Markets, Inc.Warnick JasonCFOS - Sale$23.57-125,0001,062,032-11%-$2,945,950
2024-10-31
STERSterling Check Corp.Goldman Sachs Group Inc10%S - Sale$0.00-49,807,7440-100%-$0
2024-10-31
JEFJefferies Financial Group Inc.Beyer Robert DDirS - Sale$64.07-46,200100,375-32%-$2,960,200
2024-10-30
JEFJefferies Financial Group Inc.Friedman Brian PPresS - Sale$65.20-247,3265,152,117-5%-$16,125,309
D
2024-10-25
SEICSei Investments CoHicke RyanCEOS - Sale+OE$74.90-10,000147,609-6%-$749,000
D
2024-10-25
SEICSei Investments CoPeterson MichaelEVP, GCS - Sale+OE$74.59-25,0006,500-79%-$1,864,759
D
2024-10-28
SEICSei Investments CoGuarino CarlDirS - Sale+OE$75.77-7,56414,267-35%-$573,124
D
2024-10-28
SEICSei Investments CoMcCabe PhilipEVP - Head of Investment MgmtS - Sale+OE$75.91-10,50043,544-19%-$797,055
2024-10-21
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$70.90-17,22598,660,9940%-$1,221,333
D
2024-10-17
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$26.40-98,4042,521-98%-$2,597,895
2024-10-17
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$72.16-29,8002,176,603-1%-$2,150,379
2024-10-17
GSGoldman Sachs Group IncLee Brian JChief Risk OfficerS - Sale$530.94-4,00020,903-16%-$2,123,758
2024-10-17
MSMorgan StanleyLuczo Stephen JDirS - Sale$119.17-60,000190,242-24%-$7,150,470
D
2024-10-16
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale+OE$72.52-62,34598,678,2190%-$4,521,484
2024-10-11
BATRAAtlanta Braves Holdings, Inc.Gabelli Mario J10%P - Purchase$41.50+352131,5020%+$14,608
2024-10-10
JEFJefferies Financial Group Inc.Friedman Brian PPresS - Sale$63.09-200,0005,399,443-4%-$12,618,060
2024-10-08
HOODRobinhood Markets, Inc.Quirk Steven M.Chief Brokerage OfficerS - Sale$24.98-208,291346,020-38%-$5,202,943
2024-10-08
HOODRobinhood Markets, Inc.Malka MeyerDirS - Sale$25.07-3,225,80629,540,034-10%-$80,878,698
M
2022-03-30
GSGoldman Sachs Group IncFlaherty Mark A.DirP - Purchase$358.75+821,097+8%+$29,545
D
2024-10-04
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$22.88-250,0006,907-97%-$5,720,375
2024-10-03
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$22.37-12,5001,057,500-1%-$279,621
D
2024-10-01
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale+OE$23.42-23,2931,070,000-2%-$545,522
2024-09-30
BATRAAtlanta Braves Holdings, Inc.Associated Capital Group, Inc.10%P - Purchase$42.10+2,000131,150+2%+$84,200
2024-09-19
STRTStrattec Security CorpGamco Investors, Inc. Et Al10%S - Sale$38.71-2001,400-13%-$7,741
2024-09-17
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$64.05-9,0002,206,4030%-$576,454
D
2024-09-09
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$19.55-139,9160-100%-$2,735,092
2024-09-06
MKTXMarketaxess Holdings IncCasper Stephen PDirS - Sale$259.39-1,00054,009-2%-$259,390
D
2024-09-04
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$19.26-250,0006,907-97%-$4,814,225
2024-09-03
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$19.33-12,5001,045,068-1%-$241,566
2024-08-30
BATRAAtlanta Braves Holdings, Inc.Associated Capital Group, Inc.10%P - Purchase$45.56+1,000129,150+1%+$45,560
D
2024-08-30
BLKBlackrock Inc.Wiedman MarkSenior MDS - Sale+OE$900.00-12,0006,480-65%-$10,800,000
D
2024-08-29
BLKBlackrock Inc.Kushel J. RichardSenior MDS - Sale+OE$888.92-14,000144,410-9%-$12,444,914
2024-08-29
SEICSei Investments CoWest Alfred P JrExec COBS - Sale$67.50-5,6707,498,6150%-$382,725
2024-08-26
HOODRobinhood Markets, Inc.Warnick JasonCFOS - Sale$20.96-25,0001,077,162-2%-$523,905
M
2024-08-27
SEICSei Investments CoWest Alfred P JrExec COBS - Sale$67.18-101,1297,504,285-1%-$6,793,590
M
2024-08-23
SEICSei Investments CoWest Alfred P JrExec COBS - Sale$67.52-71,5827,605,414-1%-$4,833,445
2024-08-21
PIPRPiper Sandler CompaniesSoran PhilipDirS - Sale$263.92-1,79218,341-9%-$472,945
2024-08-19
FRHCFreedom Holding Corp.Wotczak RobertCEO - Prime ExecutionsS - Sale$84.93-1,00072,650-1%-$84,930
M
2024-08-15
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$65.16-21,3202,215,403-1%-$1,389,226
M
2024-08-15
FRHCFreedom Holding Corp.Wotczak RobertCEO - Prime ExecutionsS - Sale$85.33-6,35073,650-8%-$541,839
2024-08-19
OPYOppenheimer Holdings IncBehrens EvanDirS - Sale$50.78-7504,125-15%-$38,088
D
2024-08-14
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$18.73-143,9440-100%-$2,695,495
D
2024-08-15
BLKBlackrock Inc.Wiedman MarkSenior MDS - Sale+OE$875.04-12,0006,480-65%-$10,500,415
D
2024-08-15
PIPRPiper Sandler CompaniesAbraham Chad RCEO, COBS - Sale+OE$266.03-8,00074,514-10%-$2,128,201
2024-08-14
MKTXMarketaxess Holdings IncMcPherson Kevin MChief Revenue OfficerS - Sale$241.13-1,69268,400-2%-$407,992
2024-08-15
GSGoldman Sachs Group IncSolomon David MCOB, CEOS - Sale$500.29-6,000140,604-4%-$3,001,740
DM
2024-08-12
BLKBlackrock Inc.Wiedman MarkSenior MDS - Sale+OE$852.72-12,0006,480-65%-$10,232,680
2024-08-13
PIPRPiper Sandler CompaniesSoran PhilipDirS - Sale$254.90-2,58320,133-11%-$658,407
2024-08-13
MKTXMarketaxess Holdings IncPintoff ScottGC, SecretaryS - Sale$240.01-9008,602-9%-$216,009
2024-08-12
STRTStrattec Security CorpGamco Investors, Inc. Et Al10%S - Sale$34.33-3001,600-16%-$10,298
2024-08-12
RJFRaymond James Financial IncElwyn Tashtego SCEO, Pres - RJAS - Sale$109.64-31,27742,860-42%-$3,429,263
2024-08-09
STRTStrattec Security CorpGamco Investors, Inc. Et Al10%S - Sale$28.40-6001,900-24%-$17,040
2024-08-09
PIPRPiper Sandler CompaniesGeelan John WGCS - Sale$256.73-1,78915,065-11%-$459,290
2024-08-08
MKTXMarketaxess Holdings IncRoupie Christophe Pierre DanielHead of EMEA, APACS - Sale$231.63-6177,409-8%-$142,916
2024-08-06
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$843.25-29,450343,790-8%-$24,833,598
D
2024-08-05
VIRTVirtu Financial, Inc.Gambale VirginiaDirS - Sale+OE$27.30-5,40024,122-18%-$147,420
D
2024-08-05
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$16.05-250,0006,907-97%-$4,011,400
2024-08-02
BLKBlackrock Inc.Daley PamelaDirS - Sale$842.08-1,5315,732-21%-$1,289,218
2024-08-05
PIPRPiper Sandler CompaniesDoyle Jonathan JHd of Financial Services GroupS - Sale$236.63-12,695160,095-7%-$3,004,038
2024-08-01
SCHWSchwab Charles CorpWoolway Paul VMD, Chief Banking OfficerS - Sale$65.20-1,15096,466-1%-$74,980
D
2024-07-31
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale+OE$65.11-67,38698,678,2190%-$4,387,597
2024-07-31
RJFRaymond James Financial IncAllaire Bella LoykhterEVP-RJAS - Sale$115.00-17,36376,775-18%-$1,996,684
2024-07-31
OPYOppenheimer Holdings IncMcNamara Dennis PSecretaryS - Sale$51.28-6,00020,681-22%-$307,674
2024-07-26
MSMorgan StanleyCrawley MandellCHROS - Sale$105.25-3,50043,224-7%-$368,375
2024-07-19
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$61.96-9,0002,236,7230%-$557,633
2024-07-17
SCHWSchwab Charles CorpBettinger Walter WCo-COB, CEOP - Purchase$66.26+25,000840,101+3%+$1,656,500
2024-07-17
SCHWSchwab Charles CorpWurster Richard APresP - Purchase$62.05+10,000148,170+7%+$620,454

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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